Investment Advice

Balanced Plan Financial Investment Advisors, Inc. is a Registered Investment Advisor with the State of California. Being an independent boutique firm, we have no proprietary products to favor, no quotas to meet, no trading commissions paid to us, and no hidden corporate agenda to push on our clients. When it comes to helping our clients secure investment products for their portfolios, we get paid by one party only – our clients.

Clients often find comfort in leaving their investible assets with big name firms even though they may be laden with conflicts of interest. As an independent Registered Investment Advisor, we partner with TD Ameritrade, a large well-known discount brokerage firm, to take custody of our clients’ assets and process trades on their behalf. Per our relationship with TD Ameritrade, we only have a Limited Power of Attorney (LPOA), meaning we don’t have permission to withdraw client funds. An LPOA simply allows us to direct which investment vehicles or institutional managers their assets will be invested in while under our watch. Clients get statements from TD Ameritrade, can access online tools and mobile apps 24/7, as well as visit their local branch at any time.

In addition to fee-based asset management services, Balanced Plan Financial Investment Advisors, Inc. also can offer holistic financial planning advice and/or financial consulting on a specific issue for a flat fee or hourly fee in the following areas:

  • Retirement and Pension Plan Consulting
  • Business Exit Planning
  • Business Continuity Planning
  • Retirement Income Planning
  • Estate Planning
  • Charitable Gifting Strategies
  • College Planning